| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DELTA ASIA SECURITIES LIMITED | Rep | 期貨合約交易 | 2026-01-20 | - |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 期貨合約交易 | 2024-06-06 | 2026-05-21 |
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2024-06-06 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2023-03-08 | 2023-12-20 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-03-08 | 2023-12-20 |