| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2024-03-15 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就證券提供意見 | 2024-03-15 | - |
| Rep | 證券交易 | 2024-03-15 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2023-03-28 | 2023-12-08 |
| Rep | 證券交易 | 2023-03-28 | 2023-12-08 |