| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2026-08-07 | - |
| Rep | 證券交易 | 2026-08-07 | - | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2025-10-30 | 2026-06-12 |
| Ignite Capital (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2024-12-23 | 2025-09-12 |
| Rep | 證券交易 | 2024-12-23 | 2025-09-12 | |
| Opus Capital Limited (HK) | Rep | 就機構融資提供意見 | 2023-03-31 | 2024-12-13 |
| UZen Securities Limited | Rep | 證券交易 | 2023-03-31 | 2024-09-03 |