| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2023-10-30 | - |
| Rep | 證券交易 | 2023-10-30 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2023-10-30 | - |
| Rep | 期貨合約交易 | 2023-10-30 | - | |
| Rep | 證券交易 | 2023-10-30 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2023-07-12 | 2023-09-30 |
| Rep | 證券交易 | 2023-04-03 | 2023-06-30 |
已採集記錄中暫無金管局登記。