| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2026-01-07 | - |
| Rep | 期貨合約交易 | 2026-01-07 | - | |
| Rep | 證券交易 | 2026-01-07 | - | |
| CICC US Securities (Hong Kong) Limited | Rep | 證券交易 | 2026-01-07 | - |
| BANDS Financial Limited | Rep | 期貨合約交易 | 2023-06-05 | 2024-09-27 |
已採集記錄中暫無金管局登記。