| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Aden Financial Group Limited | Rep | 就證券提供意見 | 2026-09-25 | - |
| Rep | 證券交易 | 2026-09-25 | - | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2024-11-18 | 2026-09-21 |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就期貨合約提供意見 | 2024-11-18 | 2026-09-21 |
| Rep | 就證券提供意見 | 2024-11-18 | 2026-09-21 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2024-11-18 | 2026-09-21 |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2024-02-29 | 2024-08-17 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2023-06-26 | 2024-08-17 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2023-06-26 | 2024-08-17 |