| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2024-01-08 | 2026-07-02 |
| Rep | 證券交易 | 2024-01-08 | 2026-07-02 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2024-01-08 | 2026-07-02 |
| Rep | 證券交易 | 2024-01-08 | 2026-07-02 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2023-08-03 | 2024-01-07 |
| Rep | 證券交易 | 2023-08-03 | 2024-01-07 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2023-08-03 | 2024-01-07 |