| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 就證券提供意見 | 2025-03-20 | 2025-04-17 |
| Rep | 證券交易 | 2025-03-20 | 2025-04-17 | |
| Swissquote Asia Limited | Rep | 槓桿式外匯交易 | 2024-02-23 | 2025-01-09 |
| Eddid Securities and Futures Limited | Rep | 就期貨合約提供意見 | 2023-07-24 | 2023-10-06 |
| Rep | 就證券提供意見 | 2023-07-24 | 2023-10-06 | |
| Rep | 期貨合約交易 | 2023-07-24 | 2023-10-06 | |
| Rep | 證券交易 | 2023-07-24 | 2023-10-06 |