| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2026-03-19 | - |
| RO | 證券交易 | 2026-03-19 | - | |
| SMBC Capital Markets (Asia) Limited | RO | 期貨合約交易 | 2024-02-05 | 2026-03-18 |
| RO | 證券交易 | 2024-02-05 | 2026-03-18 | |
| Rep | 期貨合約交易 | 2023-06-26 | 2024-02-05 | |
| Rep | 證券交易 | 2023-06-26 | 2024-02-05 |