| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guolian Securities International Capital Co., Limited | Rep | 就證券提供意見 | 2024-01-26 | 2025-11-06 |
| Rep | 證券交易 | 2024-01-26 | 2025-11-06 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2023-11-01 | 2023-12-27 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2023-11-01 | 2023-12-27 |
| Rep | 證券交易 | 2023-11-01 | 2023-12-27 | |
| Guolian Securities International Capital Co., Limited | Rep | 就證券提供意見 | 2023-08-16 | 2023-10-09 |
| Rep | 證券交易 | 2023-08-16 | 2023-10-09 |