| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited | Rep | 證券交易 | 2026-08-31 | - |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2025-05-30 | 2026-02-24 |
| Rep | 證券交易 | 2025-05-30 | 2026-02-24 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2025-05-30 | 2026-02-24 |
| Rep | 證券交易 | 2025-05-30 | 2026-02-24 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2023-08-28 | 2024-01-28 |
| Rep | 證券交易 | 2023-08-28 | 2024-01-28 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2023-08-28 | 2023-10-25 |
| Rep | 證券交易 | 2023-08-28 | 2024-01-28 |