| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2025-05-30 | - |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2025-05-30 | - |
| Rep | 證券交易 | 2025-05-30 | - | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2023-09-18 | 2025-05-07 |
| Rep | 期貨合約交易 | 2023-09-18 | 2025-05-07 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2023-09-18 | 2025-05-07 |
| Rep | 證券交易 | 2023-09-18 | 2025-05-07 |