| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 期貨合約交易 | 2026-06-30 | - |
| Rep | 證券交易 | 2026-06-30 | - | |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2025-02-26 | 2025-10-13 |
| Rep | 證券交易 | 2025-02-26 | 2025-10-13 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-11-29 | 2025-02-25 |
| Rep | 證券交易 | 2023-11-29 | 2025-02-25 |
已採集記錄中暫無金管局登記。