| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2025-04-22 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2025-04-22 | - |
| Rep | 證券交易 | 2025-04-22 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2024-03-26 | 2024-12-10 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2024-03-26 | 2024-12-10 |
| Rep | 證券交易 | 2024-03-26 | 2024-12-10 |
已採集記錄中暫無金管局登記。