| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2026-06-12 | - |
| Rep | 期貨合約交易 | 2026-06-12 | - | |
| Rep | 證券交易 | 2026-06-12 | - | |
| Rep | 槓桿式外匯交易 | 2026-06-12 | - | |
| GF Securities (Hong Kong) Brokerage Limited | RO | 就證券提供意見 | 2024-11-29 | 2026-01-20 |
| RO | 證券交易 | 2024-11-29 | 2026-01-20 | |
| Rep | 就證券提供意見 | 2024-05-14 | 2024-11-29 | |
| Rep | 證券交易 | 2024-05-14 | 2024-11-29 |