| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZHONGRONG PT SECURITIES LIMITED | RO | 槓桿式外匯交易 | 2013-12-11 | 2024-04-10 |
| Rep | 槓桿式外匯交易 | 2013-08-08 | 2013-12-11 | |
| Rep | 就證券提供意見 | 2013-08-08 | 2024-04-10 | |
| Rep | 期貨合約交易 | 2013-08-08 | 2024-04-10 | |
| Rep | 證券交易 | 2013-08-08 | 2024-04-10 | |
| XinKong International Securities Limited | Rep | 就證券提供意見 | 2011-11-08 | 2013-02-08 |
| Rep | 期貨合約交易 | 2011-11-08 | 2013-02-08 | |
| RO | 證券交易 | 2011-11-08 | 2013-02-08 | |
| Rep | 證券交易 | 2005-01-12 | 2011-11-08 | |
| UNITED SIMSEN FOREX DEALERS LIMITED | RO | 槓桿式外匯交易 | - | 2013-02-08 |