| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International (Asia) Limited | RO | 證券交易 | 2024-10-21 | - |
| BOCOM International Securities Limited | RO | 就證券提供意見 | 2024-10-21 | - |
| RO | 證券交易 | 2024-10-21 | - | |
| BOCOM International (Asia) Limited | Rep | 就機構融資提供意見 | 2024-07-23 | - |
| Rep | 證券交易 | 2024-07-23 | 2024-10-21 | |
| BOCOM International Securities Limited | Rep | 就證券提供意見 | 2024-07-23 | 2024-10-21 |
| Rep | 證券交易 | 2024-07-23 | 2024-10-21 |