| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 就期貨合約提供意見 | 2025-12-16 | - |
| Rep | 就證券提供意見 | 2025-12-16 | - | |
| Rep | 期貨合約交易 | 2025-12-16 | - | |
| Rep | 證券交易 | 2025-12-16 | - | |
| CNCB (Hong Kong) Capital Limited | Rep | 證券交易 | 2025-08-11 | 2025-10-24 |
| Rep | 就證券提供意見 | 2024-10-02 | 2025-05-31 | |
| Rep | 提供資產管理 | 2024-10-02 | 2025-05-31 | |
| Rep | 證券交易 | 2024-10-02 | 2025-05-31 |