| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 就期貨合約提供意見 | 2025-11-20 | 2026-09-21 |
| Rep | 就證券提供意見 | 2025-11-20 | 2026-09-21 | |
| Rep | 期貨合約交易 | 2025-11-20 | 2026-09-21 | |
| Rep | 證券交易 | 2025-11-20 | 2026-09-21 | |
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2024-10-14 | 2025-09-29 |
| Rep | 證券交易 | 2024-10-14 | 2025-09-29 |