| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited | Rep | 期貨合約交易 | 2026-08-17 | - |
| Rep | 就證券提供意見 | 2026-04-23 | - | |
| Rep | 證券交易 | 2026-04-23 | - | |
| CNCB (Hong Kong) Capital Limited | Rep | 就證券提供意見 | 2025-09-08 | 2026-02-13 |
| Rep | 證券交易 | 2025-09-08 | 2026-02-13 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2024-10-14 | 2024-12-22 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2024-10-14 | 2024-12-22 |
| Rep | 證券交易 | 2024-10-14 | 2024-12-22 |