| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2026-09-03 | - |
| Rep | 證券交易 | 2026-09-03 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2026-09-03 | - |
| Goldhorse Securities Limited | Rep | 就證券提供意見 | 2025-12-01 | 2026-08-12 |
| Rep | 證券交易 | 2025-12-01 | 2026-08-12 | |
| GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2025-03-24 | 2026-08-12 |
| Rep | 證券交易 | 2025-03-24 | 2026-08-12 | |
| Gentleman Capital Limited | Rep | 就證券提供意見 | 2024-10-29 | 2025-03-03 |
| Rep | 提供資產管理 | 2024-10-29 | 2025-03-03 |