| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2025-05-06 | 2026-08-07 |
| Rep | 證券交易 | 2025-05-06 | 2026-08-07 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2025-05-06 | 2026-08-07 |
| Lion Global Financial Limited | Rep | 就證券提供意見 | 2025-02-11 | 2025-03-31 |
| Rep | 證券交易 | 2025-02-11 | 2025-03-31 |