| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRIME COURAGE SECURITIES COMPANY LIMITED | RO | 證券交易 | 2016-10-26 | - |
| Rep | 證券交易 | 2016-08-10 | 2016-10-26 | |
| LEI SHING HONG SECURITIES LIMITED | RO | 證券交易 | 2014-10-15 | 2016-08-01 |
| LEI SHING HONG FINANCE LIMITED | Rep | 提供證券保證金融資 | 2006-09-18 | 2014-12-31 |
| LEI SHING HONG SECURITIES LIMITED | Rep | 證券交易 | 2006-08-03 | 2014-10-15 |
| GLOBAL CREDIT SECURITIES LIMITED | RO | 就機構融資提供意見 | 2003-04-01 | 2003-10-27 |
| RO | 就證券提供意見 | 2003-04-01 | 2003-10-27 | |
| RO | 提供資產管理 | 2003-04-01 | 2003-10-27 | |
| RO | 證券交易 | 2003-04-01 | 2006-07-31 |