| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2026-09-10 | - |
| Rep | 提供資產管理 | 2026-08-05 | - | |
| Rep | 證券交易 | 2026-08-05 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2026-08-05 | - |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2026-03-09 | 2026-07-24 |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2025-10-22 | 2026-07-24 |
| Rep | 證券交易 | 2025-10-22 | 2026-07-24 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2025-10-22 | 2026-07-24 |