Webb-site Legacy

Lau, Eddy Ka Yip 劉家業

證監會中央編號:ACD286

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
CA Premium International (HK) Limited	RO	槓桿式外匯交易	2019-09-23	2023-05-31
CITIC Securities Brokerage (HK) Limited	RO	就證券提供意見	2018-12-27	-
	RO	證券交易	2012-05-03	-
CITIC Securities Futures (HK) Limited	RO	期貨合約交易	2012-05-03	-
CITIC Securities Brokerage (HK) Limited	Rep	證券交易	2012-03-27	2012-05-03
CITIC Securities Futures (HK) Limited	Rep	期貨合約交易	2012-03-27	2012-05-03
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	提供資產管理	2011-06-09	2012-03-21
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	RO	提供資產管理	2011-06-09	2012-03-21
	RO	證券交易	2011-06-09	2012-03-21
ICBC INTERNATIONAL FUTURES LIMITED	RO	期貨合約交易	2011-06-09	2012-03-21
ICBC INTERNATIONAL SECURITIES LIMITED	RO	證券交易	2011-06-09	2012-03-21
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	提供資產管理	2011-05-16	2011-06-09
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	Rep	提供資產管理	2011-05-16	2011-06-09
ICBC INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2011-05-16	2011-06-09
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	證券交易	2011-05-16	2011-06-09
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	提供資產管理	2009-10-13	2011-05-03
	Rep	提供資產管理	2008-03-20	2009-10-13
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	RO	期貨合約交易	2008-01-08	2011-05-03
	Rep	槓桿式外匯交易	2007-11-01	2011-05-03
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	證券交易	2007-07-05	2011-05-03
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期貨合約交易	2007-06-05	2008-01-08
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	證券交易	2007-01-15	2007-07-05
GT CAPITAL LIMITED	Rep	證券交易	2006-11-27	2006-12-15
Asia Pacific Securities Limited	Rep	就證券提供意見	2006-09-01	2006-10-26
	Rep	證券交易	2006-09-01	2006-10-26
YUE XIU FUTURES COMPANY LIMITED	Rep	就期貨合約提供意見	2006-09-01	2006-10-26
	Rep	期貨合約交易	2006-09-01	2006-10-26
GT CAPITAL LIMITED	RO	就證券提供意見	2006-07-24	2006-08-31
	RO	證券交易	2006-07-24	2006-08-31
	RO	就期貨合約提供意見	2006-03-03	2006-08-31
	RO	期貨合約交易	2006-03-03	2006-08-31
	RO	提供資產管理	2005-09-29	2006-08-31

金管局登記

金管局有關人士登記與證監會牌照獨立展示。EO 表示主管人員。

金管局記錄暫時無法載入，請稍後重試。