| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Comity Limited (HK) | RO | 就期貨合約提供意見 | 2017-06-19 | 2018-09-19 |
| RO | 期貨合約交易 | 2017-06-19 | 2018-09-19 | |
| BOCOM International Asset Management Limited | RO | 就證券提供意見 | 2013-10-10 | 2025-09-15 |
| RO | 證券交易 | 2013-10-10 | 2025-09-15 | |
| BOCOM International (Asia) Limited | RO | 就機構融資提供意見 | 2008-08-19 | 2025-09-15 |
| RO | 證券交易 | 2008-08-19 | 2025-09-15 | |
| BOCOM International Asset Management Limited | RO | 提供資產管理 | 2008-08-19 | 2025-09-15 |
| BOCOM International Securities Limited | RO | 就期貨合約提供意見 | 2008-08-19 | 2025-09-15 |
| RO | 就證券提供意見 | 2008-08-19 | 2025-09-15 | |
| RO | 期貨合約交易 | 2008-08-19 | 2025-09-15 | |
| RO | 證券交易 | 2008-08-19 | 2025-09-15 |