MMT sanctions CMBC Capital (1141) and 6 ex-directors for late disclosure in 2014
SFC
SFC, 16-Oct-2020
機構
人物
主題
HKICPA bans Irene Chin Oi Lin for 3 years, fines her HK$30k
HKICPA, 31-Oct-2018
She failed to cooperate with a practice review and didn't show up for the disciplinary hearing either.
人物
Alex So Yin Wai fined HK$20k by HKICPA
HKICPA, 08-Sep-2015
For turning a blind eye to a HK$3.7m bounced check deposited on the year-end date of Crowning Engineering Ltd, an "Approved Contractor" under the HK Public Works Department. This helped dress up its working capital when applying for renewal. Mr So is an INED of Green Energy Group (0979). So far (16-Sep), that company has failed to announce the sanction as required by Listing Rule 13.51(2)(h), or why he should continue to chair its audit committee. His fee there last year was HK$120k, or 6 times the pathetic penalty meted out by the HKICPA.
機構
人物
HKICPA fines Jimmy Lau Wai Yui HK$10k for premature degree claim
HKICPA, 20-Mar-2015
人物
HKICPA, in 2 rulings, bans Garret Zeng Xianggao for 10 months
HKICPA, 24-Dec-2014
We note that he is an INED and audit committee member of Capinfo Co Ltd (1075) and China Financial International Investments Ltd (0721).