| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2022-07-21 | - |
| Rep | 證券交易 | 2022-07-21 | - | |
| PHOENIX CAPITAL ASIA LIMITED | RO | 就證券提供意見 | 2019-04-17 | 2022-06-30 |
| PHOENIX CAPITAL SECURITIES LIMITED | RO | 證券交易 | 2016-10-25 | 2022-06-30 |
| T & F Equities Limited | RO | 證券交易 | 2012-12-11 | 2016-03-14 |
| CGS International Securities Hong Kong Limited | RO | 就證券提供意見 | 2003-12-31 | 2012-08-31 |
| RO | 證券交易 | 2003-04-01 | 2012-08-31 |