| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YUEXING SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2012-06-11 | 2015-11-12 |
| Yunfeng Financial Markets Limited | Rep | 提供自動化交易服務 | 2009-05-08 | 2012-04-25 |
| Rep | 證券交易 | 2009-04-15 | 2012-04-25 | |
| CHRISTFUND SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-05-11 |
| Rep | 就證券提供意見 | - | 2004-05-11 | |
| Rep | 提供資產管理 | - | 2004-05-11 | |
| Rep | 證券交易 | - | 2008-10-17 |