So, Wai Lam 蘇慧琳
證監會中央編號:ALN185
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| INCU CORPORATE FINANCE LIMITED | RO | 就機構融資提供意見 | 2016-04-15 | - |
| Shinco Capital Limited | RO | 就機構融資提供意見 | 2016-01-21 | 2016-04-15 |
| FORTUNE FINANCIAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2012-10-15 | 2015-10-30 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2012-09-05 | 2015-10-30 |
| FORTUNE FINANCIAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2012-09-05 | 2012-10-15 |
| VEDA CAPITAL LIMITED (HK) | RO | 就機構融資提供意見 | 2011-12-23 | 2012-08-28 |
| Rep | 就機構融資提供意見 | 2009-06-10 | 2011-12-23 | |
| REXCAPITAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2007-10-04 | 2009-04-01 |
| KINGSTON CORPORATE FINANCE LIMITED | Rep | 就機構融資提供意見 | 2005-01-20 | 2007-09-01 |