| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | RO | 期貨合約交易 | 2026-10-02 | - |
| UBS SECURITIES HONG KONG LIMITED | RO | 期貨合約交易 | 2026-10-02 | - |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2022-02-11 | - |
| Rep | 期貨合約交易 | 2022-02-11 | 2026-10-02 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2022-02-11 | - |
| Rep | 期貨合約交易 | 2022-02-11 | 2026-10-02 | |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2017-08-29 | 2021-10-29 |
| Rep | 證券交易 | 2017-08-29 | 2021-10-29 | |
| Rep | 期貨合約交易 | 2017-03-20 | 2017-06-19 | |
| Rep | 證券交易 | 2017-03-20 | 2017-06-19 |
已採集記錄中暫無金管局登記。