| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 就機構融資提供意見 | 2026-05-29 | - |
| Rep | 證券交易 | 2026-05-14 | - | |
| Rep | 就機構融資提供意見 | 2026-05-14 | 2026-05-29 | |
| KINGSWAY CAPITAL LIMITED | RO | 就機構融資提供意見 | 2022-12-13 | 2026-03-17 |
| Rep | 就機構融資提供意見 | 2022-08-11 | 2022-12-13 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2022-08-11 | 2026-03-17 |
| SORRENTO CAPITAL LIMITED | RO | 就機構融資提供意見 | 2019-06-26 | 2022-07-18 |
| SORRENTO SECURITIES LIMITED | RO | 證券交易 | 2019-06-26 | 2022-07-18 |
| TC Capital International Limited | RO | 證券交易 | 2016-05-12 | 2019-06-24 |
| RO | 就機構融資提供意見 | 2016-02-22 | 2019-06-24 | |
| Rep | 就機構融資提供意見 | 2015-12-30 | 2016-02-22 | |
| Rep | 證券交易 | 2015-12-30 | 2016-05-12 | |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2012-08-14 | 2015-12-15 |
| FORTUNE FINANCIAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2012-06-26 | 2015-12-15 |
| GF Capital (Hong Kong) Limited | RO | 就機構融資提供意見 | 2011-06-21 | 2012-06-11 |
| Rep | 就機構融資提供意見 | 2011-05-18 | 2011-06-21 | |
| CTBC Asia Limited | RO | 就機構融資提供意見 | 2006-09-14 | 2011-04-11 |
| Rep | 就機構融資提供意見 | 2005-04-27 | 2006-09-14 | |
| ORIENTAL PATRON ASIA LIMITED | Rep | 就證券提供意見 | 2003-04-01 | 2004-05-24 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-24 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2005-04-21 |
已採集記錄中暫無金管局登記。