Ho, Samantha Shuk Yee 何淑懿

證監會中央編號:AAA935

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
ALTUS CAPITAL LIMITED	RO	就證券提供意見	2014-07-11	-
	RO	提供資產管理	2014-07-11	-
ALTUS INVESTMENTS LIMITED (HK)	RO	證券交易	2014-07-11	-
ALTUS CAPITAL LIMITED	Rep	就證券提供意見	2014-05-12	2014-07-11
	Rep	提供資產管理	2014-05-12	2014-07-11
ALTUS INVESTMENTS LIMITED (HK)	Rep	證券交易	2014-05-12	2014-07-11
Legg Mason Asset Management Hong Kong Limited	RO	提供資產管理	2013-05-23	2013-11-29
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	RO	就證券提供意見	2013-05-23	2013-11-29
	RO	提供資產管理	2013-05-23	2013-11-29
	RO	證券交易	2013-05-23	2013-11-29
Legg Mason Asset Management Hong Kong Limited	Rep	提供資產管理	2013-04-29	2013-05-23
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	就證券提供意見	2013-04-29	2013-05-23
	Rep	提供資產管理	2013-04-29	2013-05-23
	Rep	證券交易	2013-04-29	2013-05-23
ALTUS CAPITAL LIMITED	RO	就證券提供意見	2013-03-28	2013-04-29
	RO	提供資產管理	2013-03-28	2013-04-29
ALTUS INVESTMENTS LIMITED (HK)	RO	證券交易	2013-03-28	2013-04-29
ALTUS CAPITAL LIMITED	Rep	就證券提供意見	2013-02-01	2013-03-28
	Rep	提供資產管理	2013-02-01	2013-03-28
ALTUS INVESTMENTS LIMITED (HK)	Rep	證券交易	2013-02-01	2013-03-28
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	就證券提供意見	2006-02-01	2012-09-01
INVESCO ASSET MANAGEMENT ASIA LIMITED	RO	證券交易	2005-10-13	2012-09-01
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	RO	就期貨合約提供意見	2005-10-13	2012-09-01
	RO	提供資產管理	2005-10-13	2012-09-01
	RO	證券交易	2005-10-13	2012-09-01
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	證券交易	2005-03-14	2005-10-13
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	證券交易	2005-03-14	2005-10-13
	Rep	就證券提供意見	2004-11-04	2005-06-07
	Rep	就期貨合約提供意見	2004-11-04	2005-10-13
	Rep	提供資產管理	2004-11-04	2005-10-13
Manulife Investment Management (Hong Kong) Limited	Rep	就機構融資提供意見	2003-04-01	2004-06-14
	Rep	證券交易	2003-04-01	2004-06-14
	Rep	就期貨合約提供意見	2003-04-01	2004-11-01
	Rep	就證券提供意見	2003-04-01	2004-11-01
	Rep	提供資產管理	2003-04-01	2004-11-01

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
ALTUS CAPITAL LIMITED	RO	就證券提供意見	2014-07-11	-
	RO	提供資產管理	2014-07-11	-
ALTUS INVESTMENTS LIMITED (HK)	RO	證券交易	2014-07-11	-
ALTUS CAPITAL LIMITED	Rep	就證券提供意見	2014-05-12	2014-07-11
	Rep	提供資產管理	2014-05-12	2014-07-11
ALTUS INVESTMENTS LIMITED (HK)	Rep	證券交易	2014-05-12	2014-07-11
Legg Mason Asset Management Hong Kong Limited	RO	提供資產管理	2013-05-23	2013-11-29
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	RO	就證券提供意見	2013-05-23	2013-11-29
	RO	提供資產管理	2013-05-23	2013-11-29
	RO	證券交易	2013-05-23	2013-11-29
Legg Mason Asset Management Hong Kong Limited	Rep	提供資產管理	2013-04-29	2013-05-23
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	就證券提供意見	2013-04-29	2013-05-23
	Rep	提供資產管理	2013-04-29	2013-05-23
	Rep	證券交易	2013-04-29	2013-05-23
ALTUS CAPITAL LIMITED	RO	就證券提供意見	2013-03-28	2013-04-29
	RO	提供資產管理	2013-03-28	2013-04-29
ALTUS INVESTMENTS LIMITED (HK)	RO	證券交易	2013-03-28	2013-04-29
ALTUS CAPITAL LIMITED	Rep	就證券提供意見	2013-02-01	2013-03-28
	Rep	提供資產管理	2013-02-01	2013-03-28
ALTUS INVESTMENTS LIMITED (HK)	Rep	證券交易	2013-02-01	2013-03-28
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	就證券提供意見	2006-02-01	2012-09-01
INVESCO ASSET MANAGEMENT ASIA LIMITED	RO	證券交易	2005-10-13	2012-09-01
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	RO	就期貨合約提供意見	2005-10-13	2012-09-01
	RO	提供資產管理	2005-10-13	2012-09-01
	RO	證券交易	2005-10-13	2012-09-01
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	證券交易	2005-03-14	2005-10-13
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	證券交易	2005-03-14	2005-10-13
	Rep	就證券提供意見	2004-11-04	2005-06-07
	Rep	就期貨合約提供意見	2004-11-04	2005-10-13
	Rep	提供資產管理	2004-11-04	2005-10-13
Manulife Investment Management (Hong Kong) Limited	Rep	就機構融資提供意見	2003-04-01	2004-06-14
	Rep	證券交易	2003-04-01	2004-06-14
	Rep	就期貨合約提供意見	2003-04-01	2004-11-01
	Rep	就證券提供意見	2003-04-01	2004-11-01
	Rep	提供資產管理	2003-04-01	2004-11-01