| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Bennelong Asset Management HK Limited | RO | 提供資產管理 | 2015-10-15 | 2019-05-08 |
| Double Haven Capital (Hong Kong) Limited | RO | 提供資產管理 | 2007-02-16 | 2010-09-07 |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2004-08-23 | 2005-08-15 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2004-08-23 | 2005-08-15 |