| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | RO | 就證券提供意見 | 2016-11-24 | - |
| RO | 提供資產管理 | 2011-09-07 | - | |
| RO | 期貨合約交易 | 2007-09-11 | - | |
| RO | 證券交易 | 2007-09-11 | - | |
| Rep | 期貨合約交易 | 2004-10-21 | 2007-09-11 | |
| QUAM FUTURES LIMITED | Rep | 期貨合約交易 | 2004-07-14 | 2006-01-31 |
| Quam Securities Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-07-02 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-07-02 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-07-02 | |
| Rep | 證券交易 | 2003-04-01 | 2007-09-11 |