| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2010-08-02 | - |
| REDFORD SECURITIES LIMITED | RO | 證券交易 | 2007-07-24 | 2010-08-01 |
| Rep | 證券交易 | 2005-03-31 | 2007-07-24 | |
| Gold Centre Investment Company | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-04-02 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-04-02 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-04-02 | |
| Rep | 證券交易 | 2003-04-01 | 2005-03-31 |
已採集記錄中暫無金管局登記。