| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2026-10-12 | - |
| SHANXI SECURITIES INTERNATIONAL LIMITED | RO | 證券交易 | 2026-10-12 | - |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2026-08-12 | 2026-10-12 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2026-08-12 | 2026-10-12 |
| Zijing Capital Limited | RO | 就機構融資提供意見 | 2022-02-21 | 2026-06-11 |
| RO | 證券交易 | 2022-02-21 | 2026-06-11 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2013-01-09 | 2021-12-05 |
| RO | 證券交易 | 2013-01-09 | 2021-12-05 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2012-10-18 | 2013-02-22 |
| Rep | 證券交易 | 2012-10-18 | 2013-02-22 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | 就機構融資提供意見 | 2011-09-21 | 2012-10-08 |
| RO | 證券交易 | 2011-09-21 | 2012-10-08 | |
| Rep | 就機構融資提供意見 | 2011-08-10 | 2011-09-21 | |
| Rep | 證券交易 | 2011-08-10 | 2011-09-21 | |
| KGI CAPITAL ASIA LIMITED | RO | 提供資產管理 | 2003-08-15 | 2003-10-28 |
| RO | 就證券提供意見 | 2003-08-15 | 2011-07-29 | |
| RO | 就機構融資提供意見 | 2003-04-01 | 2011-07-29 | |
| RO | 證券交易 | 2003-04-01 | 2011-07-29 |
已採集記錄中暫無金管局登記。