| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA DEMETER SECURITIES LIMITED | RO | 證券交易 | 2016-04-27 | - |
| Rep | 證券交易 | 2016-04-01 | 2016-04-27 | |
| Enhanced Securities Limited | RO | 證券交易 | 2011-08-02 | 2016-03-31 |
| WINWIN SECURITIES LIMITED | RO | 證券交易 | 2008-01-08 | 2011-02-01 |
| Rep | 證券交易 | 2007-10-02 | 2008-01-08 | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2007-03-27 | 2007-10-01 |
| WINWIN SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-02-14 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-02-14 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-02-14 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2007-03-16 | |
| Rep | 證券交易 | 2003-04-01 | 2007-03-16 |