| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RAISESUN CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2026-08-19 | - |
| Rep | 就證券提供意見 | 2026-08-19 | - | |
| Rep | 證券交易 | 2026-08-19 | - | |
| Arta Corporate Advisory Limited | RO | 就機構融資提供意見 | 2024-04-30 | 2026-05-18 |
| Rep | 就機構融資提供意見 | 2024-04-16 | 2024-04-30 | |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2024-04-16 | 2025-07-17 |
| ZQ Capital Hong Kong Limited | RO | 就機構融資提供意見 | 2019-07-12 | 2024-02-01 |
| RO | 就證券提供意見 | 2019-07-12 | 2024-02-01 | |
| RO | 證券交易 | 2019-07-12 | 2024-02-01 | |
| SPDB International Holdings Limited | Rep | 就機構融資提供意見 | 2010-03-15 | 2011-09-08 |
| SSC MANDARIN FINANCIAL SERVICES LIMITED | Rep | 就機構融資提供意見 | 2007-08-03 | 2007-09-03 |
| Rep | 就證券提供意見 | 2007-08-03 | 2007-09-03 | |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | 就機構融資提供意見 | 2006-07-11 | 2007-07-09 |
| Rep | 證券交易 | 2004-11-11 | 2007-07-09 | |
| Rep | 就證券提供意見 | 2004-09-14 | 2007-07-09 | |
| Rep | 就機構融資提供意見 | 2004-08-02 | 2006-07-11 | |
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2003-11-01 | 2004-07-23 |
| PACIFIC CHALLENGE CORPORATE FINANCE LIMITED | Rep | 就機構融資提供意見 | 2003-05-07 | 2003-10-27 |
已採集記錄中暫無金管局登記。