| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Optima Capital Limited | RO | 就機構融資提供意見 | 2008-10-15 | - |
| RO | 就證券提供意見 | 2008-10-15 | - | |
| RO | 證券交易 | 2008-10-15 | 2024-05-30 | |
| Rep | 就證券提供意見 | 2007-11-20 | 2008-10-15 | |
| Rep | 證券交易 | 2007-11-20 | 2008-10-15 | |
| Rep | 就機構融資提供意見 | 2007-05-23 | 2008-10-15 | |
| Shang International Finance Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2007-05-19 |
| Rep | 就證券提供意見 | 2003-04-01 | 2007-05-19 | |
| Rep | 提供資產管理 | 2003-04-01 | 2007-05-19 | |
| Rep | 證券交易 | 2003-04-01 | 2007-05-19 |