| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AXA Investment Managers Asia Limited | Rep | 就期貨合約提供意見 | 2006-05-22 | 2009-03-15 |
| Rep | 就證券提供意見 | 2006-05-22 | 2009-03-15 | |
| Rep | 提供資產管理 | 2006-05-22 | 2009-03-15 | |
| Rep | 證券交易 | 2006-05-22 | 2009-03-15 | |
| AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS) | Rep | 就期貨合約提供意見 | 2006-05-22 | 2009-03-15 |
| Rep | 就證券提供意見 | 2006-05-22 | 2009-03-15 | |
| Rep | 提供資產管理 | 2006-05-22 | 2009-03-15 | |
| Rep | 證券交易 | 2006-05-22 | 2009-03-15 |