| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | RO | 證券交易 | 2014-10-07 | 2015-04-07 |
| RO | 就機構融資提供意見 | 2013-12-23 | 2016-02-14 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 證券交易 | 2010-10-19 | 2011-07-01 |
| RO | 就機構融資提供意見 | 2009-03-09 | 2011-07-01 | |
| Rep | 就機構融資提供意見 | 2008-10-29 | 2009-03-09 | |
| RO | 就機構融資提供意見 | 2008-04-29 | 2008-10-29 | |
| Rep | 就機構融資提供意見 | 2007-09-11 | 2008-04-29 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就機構融資提供意見 | 2006-07-10 | 2007-07-31 |
| CNI GLOBAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2004-02-02 | 2006-04-01 |
| Optima Capital Limited | Rep | 就機構融資提供意見 | 2003-08-18 | 2004-05-07 |