| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HENYEP SECURITIES LIMITED | RO | 證券交易 | 2023-05-15 | - |
| Rep | 證券交易 | 2023-04-21 | 2023-05-15 | |
| PEAK CLOUD LIMITED | RO | 期貨合約交易 | 2021-03-26 | 2023-03-31 |
| Rep | 期貨合約交易 | 2020-06-15 | 2021-03-26 | |
| RO | 證券交易 | 2019-12-05 | 2023-03-31 | |
| HENYEP SECURITIES LIMITED | RO | 證券交易 | 2006-01-04 | 2019-11-30 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-11-04 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-11-04 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-11-04 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-12-14 | |
| Rep | 證券交易 | 2003-04-01 | 2006-01-04 |