| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ODYSSEUS CAPITAL MANAGEMENT LIMITED (GBSC) | RO | 就證券提供意見 | 2022-07-06 | - |
| RO | 提供資產管理 | 2022-07-06 | - | |
| STORMHARBOUR SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2011-07-26 | 2014-05-30 |
| Rep | 就證券提供意見 | 2011-07-26 | 2014-05-30 | |
| Rep | 證券交易 | 2011-07-26 | 2014-05-30 | |
| Rep | 就機構融資提供意見 | 2010-04-22 | 2011-02-22 | |
| Rep | 就證券提供意見 | 2010-04-22 | 2011-02-22 | |
| Rep | 證券交易 | 2010-04-22 | 2011-02-22 | |
| D. B. ZWIRN ASIA PARTNERS LIMITED | Rep | 就證券提供意見 | 2006-12-29 | 2008-02-22 |
| Rep | 證券交易 | 2006-12-29 | 2008-02-22 |