| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | 期貨合約交易 | 2006-11-23 | 2008-03-05 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 證券交易 | 2006-11-23 | 2008-03-05 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-09-02 | 2006-11-09 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2005-08-18 | 2006-11-09 |
| PLATINUM BROKING COMPANY LIMITED | Rep | 證券交易 | 2005-06-02 | 2005-07-20 |
| PLATINUM SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2005-06-02 | 2005-07-20 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就機構融資提供意見 | - | 2004-03-11 |
| Rep | 提供自動化交易服務 | - | 2004-03-11 |
| Rep | 就證券提供意見 | - | 2004-04-29 |
| Rep | 提供資產管理 | - | 2004-04-29 |
| Rep | 證券交易 | - | 2005-06-02 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | - | 2005-06-02 |