| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Grand Capital Securities Limited | RO | 就證券提供意見 | 2024-01-02 | - |
| RO | 提供資產管理 | 2024-01-02 | - | |
| RO | 證券交易 | 2024-01-02 | - | |
| Rep | 就證券提供意見 | 2023-12-18 | 2024-01-02 | |
| Rep | 提供資產管理 | 2023-12-18 | 2024-01-02 | |
| Rep | 證券交易 | 2023-12-18 | 2024-01-02 | |
| Senchi Morgan Assets Management Limited | RO | 就證券提供意見 | 2018-11-22 | 2023-06-30 |
| RO | 提供資產管理 | 2018-11-22 | 2023-06-30 | |
| Senchi Morgan Capital Market Limited | RO | 證券交易 | 2017-11-03 | 2023-06-30 |
| Rep | 證券交易 | 2017-09-05 | 2017-11-03 | |
| Tensant Securities Limited | RO | 證券交易 | 2014-04-25 | 2017-02-15 |
| Rep | 證券交易 | 2009-12-21 | 2014-04-25 | |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2007-10-27 | 2008-11-18 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2007-10-27 | 2008-11-18 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2003-04-01 | 2008-11-18 |
金管局記錄暫時無法載入，請稍後重試。