| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2003-07-15 | - |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2003-07-14 | - |
| TIFFIT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2003-07-11 | 2003-07-11 |
| RO | 就機構融資提供意見 | 2003-04-01 | 2003-07-11 | |
| RO | 就證券提供意見 | 2003-04-01 | 2003-07-11 | |
| RO | 提供資產管理 | 2003-04-01 | 2003-07-11 | |
| RO | 提供自動化交易服務 | 2003-04-01 | 2003-07-11 | |
| RO | 證券交易 | 2003-04-01 | 2003-07-11 |