| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HDH ADVISORS (HK) LIMITED | Rep | 提供資產管理 | 2005-09-27 | 2006-11-04 |
| JF INTERNATIONAL MANAGEMENT INC. | Rep | 就機構融資提供意見 | - | 2004-04-28 |
| Rep | 就證券提供意見 | - | 2005-09-01 | |
| Rep | 提供資產管理 | - | 2005-09-01 | |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 就機構融資提供意見 | - | 2004-04-28 |
| Rep | 就期貨合約提供意見 | - | 2005-09-01 | |
| Rep | 就證券提供意見 | - | 2005-09-01 | |
| Rep | 提供資產管理 | - | 2005-09-01 |