| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VC CAPITAL LIMITED | RO | 就機構融資提供意見 | 2017-12-15 | - |
| Rep | 就機構融資提供意見 | 2017-10-16 | 2017-12-15 | |
| F.E. Corporate Finance Advisory Limited | RO | 就機構融資提供意見 | 2012-08-03 | 2017-10-08 |
| VC CAPITAL LIMITED | RO | 就機構融資提供意見 | 2010-03-19 | 2012-08-01 |
| VC BROKERAGE LIMITED | Rep | 就證券提供意見 | 2010-01-21 | 2012-08-01 |
| VC CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-01-21 | 2010-03-19 |
| AMS CAPITAL LIMITED (d2012-07-13) | RO | 就機構融資提供意見 | 2008-02-28 | 2009-10-30 |
| Rep | 就證券提供意見 | 2008-02-28 | 2009-10-30 | |
| Rep | 就機構融資提供意見 | 2007-12-06 | 2008-02-28 | |
| Optima Capital Limited | Rep | 就機構融資提供意見 | 2007-06-12 | 2007-08-08 |
| Nuada Limited | Rep | 就機構融資提供意見 | 2006-10-18 | 2007-05-21 |
| EVER-LONG SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2004-08-18 | 2006-04-25 |
| Rep | 就證券提供意見 | 2004-08-18 | 2006-04-25 |
已採集記錄中暫無金管局登記。