| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Waton Securities International Limited | Rep | 證券交易 | 2013-05-10 | 2016-06-22 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2011-06-02 | 2012-09-30 |
| AMS CAPITAL LIMITED (d2012-07-13) | Rep | 提供資產管理 | 2008-09-18 | 2009-10-30 |
| CMB International Capital Holdings Corporation Limited | Rep | 證券交易 | 2004-05-08 | 2008-04-18 |